Please list any relationships you or your family members may have with partner agencies or other funded programs supported by United Way of Lincoln and Lancaster County (UWLLC) that could engender a concern over one or more conflicts of interest. In addition please list business relationships you or your family members may have with UWLLC or its funded partners which may be a potential conflict of interest.
The purpose of this conflict of interest policy is to protect United Way of Lincoln& Lancaster County (UWLLC) when it is contemplating entering into a transaction or arrangement that might benefit the private interest of an officer, director or employee of the organization or when making decisions regarding partner agencies or other funded programs. This policy is not intended to prevent UWLLC from entering into any beneficial business arrangement with an officer, director, or employee, but does require full disclosure to and approval by the board prior to entering into any such agreement.
Directors, officers, employees, or members of a committee with board-delegated powers are required to disclose annually any relationships where they and or their family members may have personal or financial interests that could influence their decision-making ability. In addition, each person shall annually sign a statement which affirms they have received, read, and will comply with the UWLLC conflict of interest policy and that they understand that the organization is charitable and must engage primarily in activities which accomplish one or more of its tax-exempt purposes.
Where a governing board member believes that a matter to be voted upon will present a conflict of interest, that member will announce the conflict of interest and will hold silent during discussion on the issue. The member will refrain from voting on any motions affecting the declared conflict of interest. In addition, if there is a question about a possible conflict of interest issue, the involved member will leave the board or committee meeting while the determination of a conflict of interest is discussed and voted upon. The remaining board or committee members shall decide if a conflict of interest exists.
If the governing board or committee has reasonable cause to believe a member has failed to disclose actual or possible conflicts of interest, it shall inform the member of the basis for such belief and afford the member an opportunity to explain the alleged failure to disclose. If after hearing the member’s response and after making further investigation as warranted by the circumstances, the governing board determines the member has failed to disclose an actual or possible conflict of interest, it will discuss and consider appropriate corrective action.
Appointed UWLLC staff will review declared conflicts prior to each vote and bring possible conflicts to the attention of the board president and/or the committee chairperson. The minutes of the governing board and all committees with board delegated powers shall contain:
The United Way of Lincoln and Lancaster County (UWLLC) has earned the trust and confidence of the public through years of ethical, honest and responsible charitable service. We believe that the continued success of the UWLLC depends upon the ethical conduct of its employees, board of directors, and volunteers.
Additionally, we believe that UWLLC must set an example for other non-profit organizations by its high standards of performance, professionalism, volunteer and charitable service, and ethical conduct.
This Code of Ethics is the policy of the UWLLC and expresses its fundamental values. Every UWLLC employee and volunteer, in his or her official role or when representing UWLLC, will abide by the following standards:
United Way of Lincoln and Lancaster County (UWLLC) is committed to a work environment in which all individuals are treated with respect and dignity. Each individual has the right to work in a professional atmosphere that promotes equal employment opportunities and prohibits unlawful discriminatory practices, including harassment. Therefore, UWLLC expects that all relationships among persons in the office will be business-like and free of explicit bias, prejudice and harassment.
UWLLC has developed this policy to ensure that all its employees can work in an environment free from unlawful harassment, discrimination and retaliation. UWLLC will make every reasonable effort to ensure that all concerned are familiar with these policies and are aware that any complaint in violation of such policies will be investigated and resolved appropriately.
It is the policy of UWLLC to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, age, disability, marital status, citizenship, national origin, genetic information, or any other characteristic protected by law. UWLLC prohibits any such discrimination or harassment.
Sexual harassment is defined as unwelcome sexual advances, requests for sexual favors and other verbal or physical conduct of a sexual nature when:
Sexual harassment may include a range of subtle and not-so-subtle behaviors and may involve individuals of the same or different gender, sex, gender identity, or gender expression. Sexual harassment may also include harassment that is based on sex, although not sexual or suggestive in nature.
Examples of conduct that violate this Sexual Harassment policy include:
This is only a partial list, and UWLLC reminds employees that unwelcome harassment can take many forms, all of which are unacceptable. Any employee who is found to have engaged in any form of sexual harassment of another employee, or of a third-party, will be subject to discipline up to and including possible termination of employment.
Harassment on the basis of any protected characteristic is strictly prohibited. Under this policy, harassment is verbal, written or physical conduct that denigrates or shows hostility or aversion toward an individual because of his or her race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, marital status, citizenship, genetic information, or any other characteristic protected by law, or that of his or her relatives, friends or associates, and that:
Harassing conduct includes epithets, slurs or negative stereotyping; threatening, intimidating or hostile acts; denigrating jokes; and written or graphic material that denigrates or shows hostility or aversion toward an individual or group that is placed on walls or elsewhere on the employer’s premises or circulated in the workplace, on company time or using company equipment by e-mail, phone (including voice messages), text messages, social networking sites or other means.
In addition, UWLLC will not tolerate harassment and/or bullying of any kind in the workplace. Bullying is defined as any words or actions that make a person feel uncomfortable, threatened or intimidated. UWLLC is committed to providing an environment where all employees can work in a safe and professional atmosphere.
These policies apply to all employees, and non-employees who have a work relationship with UWLLC including vendors, suppliers, contractors, board members, committee members, and volunteers. Conduct prohibited by these policies is unacceptable in the workplace and in any work-related setting outside the workplace, such as during business trips, business meetings and business-related social events.
UWLLC encourages reporting of all perceived incidents of discrimination, harassment or retaliation, regardless of the offender’s identity or position. Individuals who believe that they have been the victim of such conduct should discuss their concerns with their immediate supervisor, the Senior Director of Finance and Administration, and/or the Executive Director.
All employees of UWLLC should report any incident of potentially harassing, discriminatory, or retaliatory conduct that they have been made aware of or have witnessed. Incidences should be reported to the Senior Director of Finance and Administration who will inform the Executive Director. Steps will then be taken to initiate corrective action and/or a proper investigation (See Investigation Procedure below.)
UWLLC also encourages individuals who believe they are being subjected to such conduct to promptly advise the offender that his or her behavior is unwelcome and to request that it be discontinued. Often this action alone will resolve the problem. UWLLC recognizes, however, that an individual may prefer to pursue the matter through formal complaint procedures.
Upon receipt of a complaint of harassment, discrimination or retaliation, the Senior Director of Finance and Administration and/or the Executive Director will determine the appropriate individual to review the matter. Under no circumstances will a complaint be assigned for investigation to a UWLLC employee who is in the reporting chain of either the complaining employee or the subject of the investigation. In the event the subject of the complaint involves the Senior Director of Finance and Administration, the complaint should be directly referred to the Executive Director for investigation. In the event the subject of the complaint involves the Executive Director, the complaint should be referred to the Board Chair and/or Executive Committee for investigation.
The investigation may include individual interviews with the parties involved and, where necessary, with individuals who may have observed the alleged conduct or may have other relevant knowledge. Any employee who is asked to provide information to an investigator reviewing a workplace complaint shall cooperate, meaning the employee must attend the interview and give full and truthful information to the investigator. Refusal to provide information in connection with a workplace investigation, or the falsification or concealment of evidence in a workplace investigation, may be grounds for disciplinary action up to and including possible termination of employment. UWLLC will maintain confidentiality throughout the investigatory process to the extent consistent with adequate investigation and appropriate corrective action.
The allegation and outcome of the investigation will be reported to the Board Chair and/or the Executive Committee.
Misconduct constituting harassment, discrimination or retaliation will be dealt with appropriately. Responsive action may include, for example, training, referral to counseling or disciplinary action such as a warning, reprimand, withholding of a promotion or pay increase, reassignment, temporary suspension without pay, or termination, as UWLLC believes appropriate under the circumstances. If a party to a complaint does not agree with its resolution, that party may appeal to UWLLC’s Executive Director and/or the Senior Director of Finance and Administration. False and malicious complaints of harassment, discrimination or retaliation (as opposed to complaints that, even if erroneous, are made in good faith) may be the subject of appropriate disciplinary action.
Retaliation against an individual for reporting harassment or discrimination or for participating in an investigation of a claim of harassment or discrimination is a serious violation of this policy and, like harassment or discrimination itself, will be subject to disciplinary action. Acts of retaliation should be reported immediately and will be promptly investigated and addressed in accordance with the investigation procedure outlined above. Cooperation with workplace investigators who are reviewing reports of suspected retaliation is expected, and failure or refusal to cooperate may give rise to discipline up to and including termination of employment.
Substantiated complaints of retaliation, like harassment or discrimination itself, will lead to appropriate corrective action, which can involve disciplinary action up to and including termination of employment. If appropriate, UWLLC may also take other corrective action, such as: training, referral to counseling, or disciplinary action ranging from a verbal or written warning to termination of employment, depending on the circumstances. With regard to acts of harassment by or to vendors, suppliers, contractors, board members, committee members, and volunteers, appropriate corrective action will be taken as outlined in this policy.